As promised in the previous post, here is a synopsis of the second panel I sat on at TSAM recently.
The discussion centered on the changing shape of regulatory requirements and the implications for the buy-side – with specific emphasis on the following points;
2 Comments | 
Data Quality, Event, Regulation, Technology | Tagged: accuracy, asset management, audit trail, automated, automation, buy-side, CESR, client reporting, consistency, control, Data Quality, EMD Council, FINRA, fund, funds, Geoff Fensome, institutional accounts, investment product master, investment products, Investment Solutions Consultants LLP, ISC, JWG Group, Key Information Document, KID, KYC, MiFID, Mike Atkin, PJ Di Giammarino, RDR, Regulation, retail funds, SEC, SMA, systematic, timeliness, transparency, TSAM, UCITS III, UCITS IV | 
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Posted by Ronan Brennan
